SFC

HK regulator bans Standard Chartered manager for life

Regulation

HK regulator bans Standard Chartered manager for life

clock 28 October 2021 • 1 min read
UBS fined $1.5m by HK regulator for 'lacking due skill and care'

Regulation

UBS fined $1.5m by HK regulator for 'lacking due skill and care'

clock 04 August 2021 • 2 min read
Hong Kong's securities watchdog to regulate all crypto exchanges

Cryptocurrencies

Hong Kong's securities watchdog to regulate all crypto exchanges

clock 04 November 2020 •
Hong Kong regulator fines Potomac Capital for breaching rules

Regulation

Hong Kong regulator fines Potomac Capital for breaching rules

clock 09 June 2020 •
Hong Kong regulator hands HK$6.4m fine to Convoy AM

Regulation

Hong Kong regulator hands HK$6.4m fine to Convoy AM

clock 21 May 2020 •
Ex-Hong Kong exchange official charged for accepting HK$9.15m in bribes

Legal

Ex-Hong Kong exchange official charged for accepting HK$9.15m in bribes

clock 25 March 2020 •
BVI's tax authority understaffed after recruitment failure

Taxation

BVI's tax authority understaffed after recruitment failure

clock 05 February 2020 •
UBS fined $51m by Hong Kong regulator for overcharging wealth clients

Banking

UBS fined $51m by Hong Kong regulator for overcharging wealth clients

clock 11 November 2019 •
Atom Group launches crypto trading platform in Hong Kong

Fintech

Atom Group launches crypto trading platform in Hong Kong

clock 07 November 2019 •
Hong Kong regulator fines HSBC $2.1m for breaching phone recording standards

Banking

Hong Kong regulator fines HSBC $2.1m for breaching phone recording standards

clock 10 September 2019 •
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