SFC

Hong Kong regulator fines Potomac Capital for breaching rules

• Regulation
• 09 June 2020

Hong Kong regulator hands HK$6.4m fine to Convoy AM

• Regulation
• 21 May 2020

Ex-Hong Kong exchange official charged for accepting HK$9.15m in bribes

• Legal
• 25 March 2020

BVI's tax authority understaffed after recruitment failure

• Taxation
• 05 February 2020

UBS fined $51m by Hong Kong regulator for overcharging wealth clients

• Banking
• 11 November 2019

Atom Group launches crypto trading platform in Hong Kong

• Fintech
• 07 November 2019

Hong Kong regulator fines HSBC $2.1m for breaching phone recording standards

• Banking
• 10 September 2019

Hong Kong's asset and wealth management business hits $3 trillion

• Wealth management
• 31 July 2019

Hong Kong grants its first digital asset custodian licence to Aegis Custody

• Fintech
• 30 July 2019

Ex-Convoy directors charged with fraud in Hong Kong

• Regulation
• 22 July 2019

Credit Suisse fined in Hong Kong for disclosure lapses

• Banking
• 20 June 2019

The Netherlands and Hong Kong sign MoU for mutual recognition of funds

• Funds
• 20 May 2019

Hong Kong regulator to axe 'execution-only' business

• Regulation
• 15 May 2019

Chinese family office is granted Hong Kong licence

• Wealth management
• 09 May 2019

Hong Kong's SFC fines UBS and suspends its licence for 12 months

• Regulation
• 14 March 2019

Hong Kong's watchdog toughens stance against errant banks

• Regulation
• 06 March 2019

Luxembourg and Hong Kong regulators ink mutual fund recognition agreement

• Regulation
• 16 January 2019

Hong Kong's watchdog hits FWD Life with $2.4m fine

• Regulation
• 10 January 2019

Hong Kong issues new rules to regulate cryptocurrency

• 01 November 2018

Hong Kong's SFC registers 20% rise in license applications

• Business Development
• 24 August 2018

Hong Kong tightens rules for financial advisers

• Wealth management
• 16 August 2018

Wealth management assets in Hong Kong reach $1trn

• Wealth management
• 23 July 2018

Old Mutual Asia head leaves

• 03 July 2018

Record number of firms registered with SFC in Hong Kong

• 28 June 2018