Securities and Futures Commission

UBS fined $1.5m by HK regulator for 'lacking due skill and care'

Regulation

UBS fined $1.5m by HK regulator for 'lacking due skill and care'

clock 04 August 2021 • 2 min read
Ping An launches its first UCITS umbrella fund in Europe

Funds

Ping An launches its first UCITS umbrella fund in Europe

clock 29 September 2020 •
Hong Kong regulator fines Potomac Capital for breaching rules

Regulation

Hong Kong regulator fines Potomac Capital for breaching rules

clock 09 June 2020 •
Hong Kong regulator hands HK$6.4m fine to Convoy AM

Regulation

Hong Kong regulator hands HK$6.4m fine to Convoy AM

clock 21 May 2020 •
HSBC elected as custodian for first open-ended fund company in Hong Kong

Products

HSBC elected as custodian for first open-ended fund company in Hong Kong

clock 07 November 2019 •
Atom Group launches crypto trading platform in Hong Kong

Fintech

Atom Group launches crypto trading platform in Hong Kong

clock 07 November 2019 •
Hong Kong regulator fines HSBC $2.1m for breaching phone recording standards

Banking

Hong Kong regulator fines HSBC $2.1m for breaching phone recording standards

clock 10 September 2019 •
Hong Kong's asset and wealth management business hits $3 trillion

Wealth management

Hong Kong's asset and wealth management business hits $3 trillion

clock 31 July 2019 •
Hong Kong grants its first digital asset custodian licence to Aegis Custody

Fintech

Hong Kong grants its first digital asset custodian licence to Aegis Custody

clock 30 July 2019 •
Ex-Convoy directors charged with fraud in Hong Kong

Regulation

Ex-Convoy directors charged with fraud in Hong Kong

clock 22 July 2019 •
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