SEC

SEC fines Chinese billionaire's companies $539m over illegal offerings

Regulation

SEC fines Chinese billionaire's companies $539m over illegal offerings

clock 14 September 2021 • 3 min read
Crypto exchange Coinbase threatened with legal action by SEC

Cryptocurrencies

Crypto exchange Coinbase threatened with legal action by SEC

clock 09 September 2021 • 1 min read
DWS rocked by $1trillion SEC greenwashing probe - reports

ESG

DWS rocked by $1trillion SEC greenwashing probe - reports

clock 26 August 2021 • 3 min read
SEC's demands are a 'threshold moment' for Bitcoin and other cryptos

Cryptocurrencies

SEC's demands are a 'threshold moment' for Bitcoin and other cryptos

clock 04 August 2021 • 2 min read
Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Regulation

Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Firm to clawback $174m from executives

clock 23 October 2020 •
Whistleblower awarded $700,000 after prompting SEC investigation

Regulation

Whistleblower awarded $700,000 after prompting SEC investigation

clock 22 June 2020 •
ESG ratings criticised as 'imprecise' by SEC chief

ESG

ESG ratings criticised as 'imprecise' by SEC chief

clock 28 May 2020 •
SEC awards almost $2m to whistleblower

Regulation

SEC awards almost $2m to whistleblower

clock 04 May 2020 •
Steven Seagal fined £240,000 over cryptocurrency scheme

Cryptocurrencies

Steven Seagal fined £240,000 over cryptocurrency scheme

clock 28 February 2020 •
Wealth manager to plead guilty in $6m fraud case

Wealth management

Wealth manager to plead guilty in $6m fraud case

clock 08 January 2020 •
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