Regulation

AJ Bell chief warns FCA about dangers of investment pathways reforms

• Regulation
• 13 October 2020

EU watchdog wants regulators sharing data to fight tax fraud

• Taxation
• 24 September 2020

FCA to 'haul senior managers over the coals' amid mounting cash reserves

• Regulation
• 11 September 2020

H2O AM suspends funds at French regulator's request

• Regulation
• 01 September 2020

FCA delays SMCR rules on coronavirus disruption

• Regulation
• 02 July 2020

£1.3bn fraud claim filed against HSBC UK for 'sham' investment scheme

• Regulation
• 22 June 2020

EU regulations bring standardisation yet 'high level of complexity' may defeat purpose: study

• Regulation
• 01 June 2020

Comment: Beware asymmetry in oil markets

• Comment
• 15 May 2020

British regulators launch 'the grid' to map out future rule changes

• Regulation
• 11 May 2020

ESMA warns firms amid 'surge in trading by retail clients'

• Regulation
• 07 May 2020

Tilney and Smith & Williamson merger delayed due to pandemic

• M&As
• 16 April 2020

Comment: Covid-19 brings profound implications for ESG investing

• ESG
• 07 April 2020

Lindsell Train funds breach UCITS concentration rules - reports

Individual holdings breach limits

• Funds
• 06 April 2020

Law firm comments Esma shorting policy amid Coronavirus crisis

• Alternative
• 19 March 2020

France's AMF bans short selling

• Alternative
• 18 March 2020

Fed moves to buy commercial paper

• Fixed Income
• 17 March 2020

Traded life settlements fund provider spies resilience amidst meltdown in markets

• Alternative
• 13 March 2020

Pension transfer permission application withdrawals jump 1466% in 12 months

• Pensions
• 02 March 2020

Sifa publishes full list of PPM consultation responses

• Equities
• 19 February 2020

Education in focus at VFF in Norway

• Equities
• 19 February 2020

BCLP's 2020 funds update

• Equities
• 19 February 2020

Lower pensions result of proposed PPM changes warns Swedish funds association

• Equities
• 13 February 2020

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

• Brexit
• 10 February 2020

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

• Equities
• 10 February 2020