Regulation

Quilter's Lighthouse ordered to pay out more than £16k over transfer advice mistake

• Regulation
• 25 November 2019

BNP Paribas plans China push as Beijing mulls removing ownership caps

• Banking
• 18 June 2019

UK watchdog fines five directors over £1m for unsuitable pension advice

• Regulation
• 09 May 2019

Australian watchdog threatens bankers with jail terms of 15 years and much steeper fines

• Banking
• 15 February 2019

AXA IM offers fintech exposure with cross-border fund launch

• Health Insurance
• 13 February 2019

Saudi regulator launches regulatory sandbox to test fintech

• Fintech
• 12 February 2019

Comment: Cryptoassets and the case for regulation

• Comment
• 11 February 2019

FCA moves towards crypto regulation

• Cryptocurrencies
• 24 January 2019

UK adviser banned from working in financial services

• Regulation
• 20 December 2018

Regulatory boost for cryptocurrencies required

• Cryptocurrencies
• 28 November 2018

UAE passes law to combat money laundering

• 31 October 2018

Old Mutual gears up for regulatory change in the advisory business

• Regulation
• 30 August 2018

FCA gives firms flexibility over cross-border business post-Brexit

• Brexit
• 21 August 2018

Feature: Navigating the Asian regulatory maze

• Regulation
• 26 July 2018

China steps up rules on wealth management

• Banking
• 23 July 2018

40% of financial firms at risk of MiFID fines

• Regulation
• 09 July 2018

FCA targets advisers with financial services directory plans

• 04 July 2018

Regulation biggest challenge for Swiss asset managers: survey

• Wealth management
• 28 June 2018

GDPR is coming: II updates privacy policy

• Regulation
• 23 May 2018

Over half of investment firms set to fail GDPR deadline

• Regulation
• 26 April 2018

Fidelity finally absorbs external research costs

• Investments
• 22 February 2018

Two thirds believe that regulation has gone ‘too far’: II reader’s poll

• Regulation
• 16 February 2018

ICIJ releases Paradise Papers structured data

• Regulation
• 17 November 2017

Neuberger Berman obtains China AM licence

• Investments
• 17 November 2017