Hong Kong Securities and Futures Commission (SFC)

Head of Hong Kong regulator in running for FCA top job: reports

Head of Hong Kong regulator in running for FCA top job: reports

People Moves
11 May 2020

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

Brexit
10 February 2020

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

Equities
10 February 2020

Hong Kong regulator waives licensing fees in 'goodwill gesture'

Hong Kong regulator waives licensing fees in 'goodwill gesture'

Regulation
06 December 2019

KPMG partners facing Hong Kong contempt proceedings

KPMG partners facing Hong Kong contempt proceedings

Regulation
20 December 2017

Hong Kong’s Convoy sues its directors

Hong Kong’s Convoy sues its directors

Regulation
19 December 2017

Three financial services firm directors arrested in HK anti-graft probe

Three financial services firm directors arrested in HK anti-graft probe

Fintech
08 December 2017

Regulatory fines hit £1.47bn in UK

Regulatory fines hit £1.47bn in UK

Regulation
16 June 2015

Regulatory fines hit £1.47bn in UK

Regulatory fines hit £1.47bn in UK

16 June 2015

Hong Kong SFC grants AM license to East Capital

Hong Kong SFC grants AM license to East Capital

27 May 2015