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Hong Kong Securities and Futures Commission (SFC)

Judge sends adviser with HK link to prison for 3 years, urges FCA to consider regulatory action

Legal

Judge sends adviser with HK link to prison for 3 years, urges FCA to consider regulatory action

clock 21 July 2022 • 5 min read
Comment: Hong Kong's stock market starts year with a bang

Comment

Comment: Hong Kong's stock market starts year with a bang

clock 27 January 2021 •
Hong Kong regulator bans former StanChart banker

Legal

Hong Kong regulator bans former StanChart banker

clock 26 November 2020 •
Head of Hong Kong regulator in running for FCA top job: reports

People Moves

Head of Hong Kong regulator in running for FCA top job: reports

clock 11 May 2020 •
KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

Brexit

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

clock 10 February 2020 •
KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

Equities

KPMG Luxembourg notes HK regulator shift on UK Ucits after Brexit

clock 10 February 2020 •
Hong Kong regulator waives licensing fees in 'goodwill gesture'

Regulation

Hong Kong regulator waives licensing fees in 'goodwill gesture'

clock 06 December 2019 •
KPMG partners facing Hong Kong contempt proceedings

Regulation

KPMG partners facing Hong Kong contempt proceedings

clock 20 December 2017 •
Hong Kong’s Convoy sues its directors

Regulation

Hong Kong’s Convoy sues its directors

clock 19 December 2017 •
Three financial services firm directors arrested in HK anti-graft probe

Fintech

Three financial services firm directors arrested in HK anti-graft probe

clock 08 December 2017 •
12
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06

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04 August 2022 • 6 min read
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