FSCS

Portugal-passported UK IFA investigated over pension transfers to SFO probed fund

Regulation

Portugal-passported UK IFA investigated over pension transfers to SFO probed fund

clock 30 June 2022 • 1 min read
Two advice firms with 18 claims against them declared in default

Regulation

Two advice firms with 18 claims against them declared in default

clock 09 May 2022 • 1 min read
FCA prevents British Steel adviser firm from paying dividends

Regulation

FCA prevents British Steel adviser firm from paying dividends

clock 15 February 2022 • 2 min read
FSCS to accept claims against liquidated Czech Republic-based advice firm

Pensions

FSCS to accept claims against liquidated Czech Republic-based advice firm

clock 11 January 2022 • 3 min read
FCA to review advisers' capital requirements

Regulation

FCA to review advisers' capital requirements

clock 06 December 2021 • 4 min read
Three more British Steel transfer advice firms fall to FSCS

Regulation

Three more British Steel transfer advice firms fall to FSCS

clock 23 November 2021 • 2 min read
FCA sets out strategy to tackle consumer investment harm

Regulation

FCA sets out strategy to tackle consumer investment harm

clock 15 September 2021 • 6 min read
FSCS cuts £1bn levy demand to £833m

Regulation

FSCS cuts £1bn levy demand to £833m

clock 13 May 2021 • 3 min read
FSCS speeds up complaints process as it expects more SIPPs to fail

Pensions

FSCS speeds up complaints process as it expects more SIPPs to fail

clock 30 April 2021 • 2 min read
FSCS declares two British Steel adviser firms in default

Regulation

FSCS declares two British Steel adviser firms in default

clock 22 April 2021 • 2 min read
Most read
01

Jersey regulator fines IQ EQ £800,00 over regulatory breaches

04 July 2022 • 3 min read
02

Portugal-passported UK IFA investigated over pension transfers to SFO probed fund

30 June 2022 • 1 min read
03

Dubai FSA bans adviser to 'protect integrity' of Islamic Finance

30 June 2022 • 2 min read
04

More UK banks force expats in EU to close long standing accounts   

06 July 2022 • 4 min read
05

Is China using a 'bodyguard of lies' to control its wealth citizens?

05 July 2022 • 7 min read
06

People Moves: Credit Suisse, Withers, Carey Olson, VG, Evelyn Partners, Newton, Peregrine, Lemania, Bravura 

05 July 2022 • 15 min read