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Financial Conduct Authority (FCA)

UK regulator to make providers book Pension Wise meetings for clients

Pensions

UK regulator to make providers book Pension Wise meetings for clients

clock 04 May 2021 • 1 min read
FCA warns young investors not to take on too much risk

Capital Markets

FCA warns young investors not to take on too much risk

clock 23 March 2021 •
FCA begins High Court action over DB transfer advice failings

Regulation

FCA begins High Court action over DB transfer advice failings

clock 10 February 2021 •
FCA secures interim restitution order against illegal deposit takers

Cybercrime

FCA secures interim restitution order against illegal deposit takers

clock 03 February 2021 •
Just Group and SOLLA launch updated adviser training module for 'vulnerable' clients

Wealth management

Just Group and SOLLA launch updated adviser training module for 'vulnerable' clients

clock 26 January 2021 •
FCA data reveals £20bn of DB pensions advised to transfer in 2018-20

Pensions

FCA data reveals £20bn of DB pensions advised to transfer in 2018-20

clock 18 January 2021 •
FCA warns pandemic puts 4,000 financial firms at risk of failing

Regulation

FCA warns pandemic puts 4,000 financial firms at risk of failing

clock 07 January 2021 •
FCA identifies 30,000 instances of unregulated activity in 2020

Pensions

FCA identifies 30,000 instances of unregulated activity in 2020

clock 06 January 2021 •
FCA orders Blue Gate Capital to pay Connaught investors £200k

Regulation

FCA orders Blue Gate Capital to pay Connaught investors £200k

clock 18 December 2020 •
FCA fines and prohibits hedge fund CIO £100k

Regulation

FCA fines and prohibits hedge fund CIO £100k

clock 15 December 2020 •
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