Financial Conduct Authority (FCA)

Just Group and SOLLA launch updated adviser training module for 'vulnerable' clients

• Wealth management
• 26 January 2021

FCA data reveals £20bn of DB pensions advised to transfer in 2018-20

• Pensions
• 18 January 2021

FCA warns pandemic puts 4,000 financial firms at risk of failing

• Regulation
• 07 January 2021

FCA identifies 30,000 instances of unregulated activity in 2020

• Pensions
• 06 January 2021

FCA orders Blue Gate Capital to pay Connaught investors £200k

• Regulation
• 18 December 2020

FCA fines and prohibits hedge fund CIO £100k

• Regulation
• 15 December 2020

FCA fines advisory firm £107k for 'unsuitable pension advice'

• Regulation
• 10 December 2020

Head of Hong Kong regulator in running for FCA top job: reports

• People Moves
• 11 May 2020

BCLP's 2020 funds update

• Equities
• 19 February 2020

Accountability standards questions remain as SMCR comes into force

• Equities
• 09 December 2019

Less than 2% of firms prepared for UK's SM&CR regime - survey

• Equities
• 15 August 2019

UK FCA publishes guidance for firms as Brexit looms

• Alternative
• 28 February 2019

Regulatory boost for cryptocurrencies required

• 28 November 2018

KPMG warns firms not to ignore Brexit TPR consultation

• 12 November 2018

Spanish regulator issues new warning on foreign scammers

• 30 August 2018

Oversight for European funds: How Brexit is adding to the challenge

• 20 July 2018

AML: More focus in 2018 for the FCA and firms

• 05 June 2018

Columbia Threadneedle to transfer EU clients assets into Lux Sicav range

• 09 May 2018

It's the skin, stupid

• Equities
• 12 April 2018

Swiss and Japanese regulators set co-operation framework on innovation

• 05 April 2018

Be honest: Have you done anything about the FCA's wind down guidelines?

• 23 January 2018

Unregulated UK firm targets Asian investors

• Investments
• 11 January 2018

FCA appoints Charles Randell as new chair

• 05 January 2018

Setback for Mifid II as local regulators grant delay for clearing houses

• 03 January 2018