Financial Conduct Authority

FCA slaps Tullett Prebon with £15.4m fine

• Regulation
• 14 October 2019

FCA urges South Wales 'Ponzi scheme' investors to get in touch

• Regulation
• 09 October 2019

UK boiler room scammers ordered to repay victims

• Regulation
• 04 October 2019

FCA hits NURS funds with new liquidity rules as Woodford forces rethink

• Regulation
• 01 October 2019

Prudential fined £23.8m by UK watchdog over annuity sales

• Life Insurance
• 30 September 2019

Property funds under increased FCA scrutiny ahead of Brexit deadline

• Property Investments
• 30 September 2019

FCA announces independent investigation into troubled Connaught fund

• Regulation
• 27 September 2019

Alarm at FCA pensions data showing 48% of pots accessed with no advice

• Pensions
• 25 September 2019

Woodford fund falls 13% since June gating and remains shuttered

• Wealth management
• 23 September 2019

People Moves: RBS, FCA, Canada Life, AJ Bell, Earthworm and Just Group

• People Moves
• 20 September 2019

FCA claims MiFID II research unbundling is 'saving millions' for investors

• Regulation
• 19 September 2019

Pension transfer ruling is 'stopping advice', consultant claims

• Regulation
• 18 September 2019

Managers warned 'prepare for the worst' as Parliament suspension puts EU access at risk

• Brexit
• 11 September 2019

Richard Baldwin sentenced to more than 5 years in money laundering case

• Regulation
• 03 September 2019

Over 5 million savers at risk from pension scams across the UK

• Retirement
• 07 August 2019

Wealth firm collapses after UK watchdog's intervention

• Wealth management
• 06 August 2019

UK regulator to clampdown on certain pensions transfer fees

• Regulation
• 30 July 2019

Leader of LCF probe urges victims to get in touch

• Investments
• 25 July 2019

TPR looking into seven scam investigations posing £55m loss to savers

• Regulation
• 24 July 2019

UK's financial watchdog fines Standard Life Assurance £30.8 million

• Regulation
• 23 July 2019

FSCS starts accepting claims against advice firm linked to Greyfriars

• Regulation
• 16 July 2019

Guernsey exchange shared concerns over Woodford with UK watchdog

• Regulation
• 19 June 2019

MP calls for FCA to disclose details of Woodford discussions

• Wealth management
• 11 June 2019

Guernsey Stock Exchange and FCA in discord over Woodford fund

• Regulation
• 07 June 2019