FCA

FCA signals increased scrutiny of alternative firms with retail clients ahead of new rules

Regulation

FCA signals increased scrutiny of alternative firms with retail clients ahead of new rules

clock 10 August 2022 • 3 min read
FCA tightens appointed representative rules to cut mis-selling risk

Regulation

FCA tightens appointed representative rules to cut mis-selling risk

Greater onus on principals

clock 03 August 2022 • 2 min read
UK SIPP provider enters administration at FCA's request

Regulation

UK SIPP provider enters administration at FCA's request

clock 01 August 2022 • 3 min read
UK regulator cracks down on high-risk investment adverts

Regulation

UK regulator cracks down on high-risk investment adverts

clock 01 August 2022 • 3 min read
'Watershed moment for financial services': FCA unveils final Consumer Duty rules

Regulation

'Watershed moment for financial services': FCA unveils final Consumer Duty rules

clock 27 July 2022 • 5 min read
Post-Brexit regulatory shake-up: What could be the implications of a Big Bang 2.0?

Brexit

Post-Brexit regulatory shake-up: What could be the implications of a Big Bang 2.0?

clock 20 July 2022 • 4 min read
FCA chief reiterates data-led regulatory approach

Regulation

FCA chief reiterates data-led regulatory approach

clock 15 July 2022 • 3 min read
FCA restricts Hartley Pensions from accepting new pension contributions

Regulation

FCA restricts Hartley Pensions from accepting new pension contributions

clock 13 July 2022 • 2 min read
UK consolidator-owned insurance broker enters liquidation

Regulation

UK consolidator-owned insurance broker enters liquidation

clock 12 July 2022 • 1 min read
FCA names Hong Kong's securities watchdog CEO as new chair

People Moves

FCA names Hong Kong's securities watchdog CEO as new chair

clock 08 July 2022 • 2 min read
Most read
01

UK warns overseas entities to register beneficial ownership or face jail 

12 August 2022 • 1 min read
02

First non-European to lead Deutsche Bank dies at 59 

15 August 2022 • 2 min read
03

US citizen's UAE jail sentence lifted but fined $1.3m in tax evasion case

11 August 2022 • 4 min read
04

SEC awards more than $16m to two whistleblowers over 'complex wrongdoing' 

10 August 2022 • 1 min read
05

UAE ups anti-money laundering scrutiny with new real estate regulations

10 August 2022 • 3 min read
06

The II Special Report on The Bahamas 2022 is out now

15 August 2022 • 1 min read