FCA

Quilter reports 'resilient' first quarter performance

• Wealth management
• 17 April 2019

FCA announces reduction in adviser contributions and sets out 5 priorities

• Regulation
• 17 April 2019

StanChart fined $1.1bn for money-laundering and sanctions violations

• Banking
• 10 April 2019

UK and Australia watchdogs ink pact to strengthen cooperation post-Brexit

• Regulation
• 09 April 2019

UK watchdog has 'large number' of investigations in pipeline

• Regulation
• 05 April 2019

UK watchdog to be investigated over collapse of £230m mini-bond firm LC&F

• Regulation
• 02 April 2019

FCA devotes more than 300,000 man-hours to Brexit

• Brexit
• 01 April 2019

Goldman Sachs slapped with £34m fine for reporting failures

• Banking
• 29 March 2019

Comment: Tokenisation is transforming opportunities for SMEs and investors alike

• Comment
• 25 March 2019

UK and EU finance watchdogs to co-operate in no-deal Brexit

• Brexit
• 21 March 2019

JFSC secures access to UK funds market ahead of Brexit

• Brexit
• 14 March 2019

UK watchdog proposes ban on platform exit fees

• Platforms
• 14 March 2019

FCA confirms increase in compensation levels from Financial Ombudsman Service

• Regulation
• 11 March 2019

UK watchdog warns against 'get rich quick' crypto lure

• Cryptocurrencies
• 08 March 2019

Comment: How technology is hampering MiFID II compliance

• Comment
• 06 March 2019

Whistleblowing complaints up 24% in UK

• Regulation
• 04 March 2019

FCA publishes guidance as Brexit looms

• Brexit
• 28 February 2019

Standard Chartered sets aside $900m to cover US, British fines

• Banking
• 22 February 2019

FCA fines Hargreave Hale and R&M over IPO misconduct scandal

• Regulation
• 21 February 2019

UK financial watchdog wants more surveillance as Brexit threatens surge in market abuse

• Regulation
• 14 February 2019

STM Group completes acquisition of UK pensions business

• Business Development
• 13 February 2019

Comment: Cryptoassets and the case for regulation

• Comment
• 11 February 2019

Comment: The UK will remain a key location post-Brexit

• Comment
• 08 February 2019

Quilter and SJP urge MPs not to ban contingent charging on DB transfers

• Retirement
• 08 February 2019