FCA

Jersey refuses to be 'back door' for Woodford comeback plan

• Regulation
• 08 March 2021

Woodford founders voiced concerns to FCA in 2015: reports

• Regulation
• 01 March 2021

FCA hands £3.4m back to unauthorised investment scheme victims

• Regulation
• 24 February 2021

FCA partners with Jersey regulator to probe new Woodford venture

• Regulation
• 17 February 2021

FCA begins High Court action over DB transfer advice failings

• Regulation
• 10 February 2021

Fraudsters target SJP clients in clone scam offering advice

• Cybercrime
• 05 February 2021

FCA secures interim restitution order against illegal deposit takers

• Cybercrime
• 03 February 2021

FCA issues warning after investment scams cost savers £78m in 2020

• Cybercrime
• 27 January 2021

Comment: Why Bitcoin needs greater regulatory scrutiny

• Cryptocurrencies
• 15 January 2021

FCA warns pandemic puts 4,000 financial firms at risk of failing

• Regulation
• 07 January 2021

FCA identifies 30,000 instances of unregulated activity in 2020

• Pensions
• 06 January 2021

FCA slaps Charles Schwab UK with £9m fine over compliance failures

• Regulation
• 21 December 2020

FCA orders Blue Gate Capital to pay Connaught investors £200k

• Regulation
• 18 December 2020

FCA vows to change after damning LCF and Connaught reports

• Regulation
• 18 December 2020

FCA fines and prohibits hedge fund CIO £100k

• Regulation
• 15 December 2020

FCA fines advisory firm £107k for 'unsuitable pension advice'

• Regulation
• 10 December 2020

FCA confirms speculative mini-bond mass-marketing ban

• Regulation
• 10 December 2020

FCA warns of 'significant' advice price clustering

• Investments
• 04 December 2020

Alpha Beta Partners secures MitonOptimal in UK acquisition

• Business Development
• 23 November 2020

ABI calls for IFA overhaul as poll reveals 72% will not pay for advice

• Insurance
• 18 November 2020

'Once bitten, twice shy' as scam victims shun investing again: Quilter research

• Cybercrime
• 17 November 2020

UK regulator urges united front on pension scams

• Pensions
• 11 November 2020

Half of FCA scam warnings are impersonations of real brands: research

• Cybercrime
• 10 November 2020

FCA bans disgraced 'celebrity adviser' after sexual assault conviction

• Regulation
• 05 November 2020