FCA

Alpha Beta Partners secures MitonOptimal in UK acquisition

• Business Development
• 23 November 2020

ABI calls for IFA overhaul as poll reveals 72% will not pay for advice

• Insurance
• 18 November 2020

'Once bitten, twice shy' as scam victims shun investing again: Quilter research

• Cybercrime
• 17 November 2020

UK regulator urges united front on pension scams

• Pensions
• 11 November 2020

Half of FCA scam warnings are impersonations of real brands: research

• Cybercrime
• 10 November 2020

FCA bans disgraced 'celebrity adviser' after sexual assault conviction

• Regulation
• 05 November 2020

FCA chief: No immediate plans to reduce FSCS levy for advisers

• Regulation
• 05 November 2020

FCA censures Aviva for 'transparency rules breach'

• Regulation
• 26 October 2020

Goldman Sachs fined by FCA and PRA over 1MDB in $2.9bn global resolution

Firm to clawback $174m from executives

• Regulation
• 23 October 2020

FCA warns 12 million people in Britain face financial hardship

• Regulation
• 22 October 2020

UK wants to give financial watchdogs more powers post-Brexit

• Regulation
• 21 October 2020

FCA warns banks over expat account closures

• Brexit
• 19 October 2020

AJ Bell chief warns FCA about dangers of investment pathways reforms

• Regulation
• 13 October 2020

FCA bans IFA directors for 'misleading' SIPP declarations

• Regulation
• 12 October 2020

Billionaire tech entrepreneurs need to school financial regulators on Bitcoin: deVere

• Fintech
• 09 October 2020

UK's FCA bans sale of cryptocurrency derivatives

• Cryptocurrencies
• 06 October 2020

FCA extends 10% drop rule suspension for additional six months

Covid-19 hiatus

• Regulation
• 01 October 2020

British expats in EU 'must be given sufficient warning if bank accounts close', says MP

• Expats
• 30 September 2020

UK watchdog bans financial adviser after £2.3m fraud

• Regulation
• 23 September 2020

SJP to repay client £75,000 over rogue adviser scheme

• Wealth management
• 21 September 2020

Scams and FSCS issues are 'symptomatic of supervisory failings,' says PIMFA

• Regulation
• 16 September 2020

FCA to 'haul senior managers over the coals' amid mounting cash reserves

• Regulation
• 11 September 2020

Half of advisers looking to quit DB transfer market: survey

• Pensions
• 08 September 2020

Tilney and Smith & Williamson complete merger and confirm board

• M&As
• 01 September 2020