FCA

Guernsey exchange shared concerns over Woodford with UK watchdog

• Regulation
• 19 June 2019

MP calls for FCA to disclose details of Woodford discussions

• Wealth management
• 11 June 2019

Investors pull £50m out of Woodford as UK watchdog eyes new fund rules

• Funds
• 10 June 2019

Guernsey Stock Exchange and FCA in discord over Woodford fund

• Regulation
• 07 June 2019

Woodford IM could face legal challenges with Equity Income investments set to 'plummet'

• Regulation
• 06 June 2019

Woodford 'extremely sorry' for fund suspension

• Funds
• 05 June 2019

FCA cracks down on peer-to-peer home finance platforms

• Regulation
• 04 June 2019

Woodford IM suspends dealing on Equity Income fund

• Funds
• 04 June 2019

Jailed £14.5m Ponzi scammer banned from financial services for life

• Regulation
• 30 May 2019

UK regulators fine Raphaels Bank £1.9m for poor outsourcing controls

• Banking
• 30 May 2019

FCA's enforcement order against Xcore Capital is upheld by High Court

• Regulation
• 22 May 2019

Research reveals 5.8 million Britons would pay for financial advice if it were cheaper

• Wealth management
• 22 May 2019

Crypto warnings after $40m Binance hack rocks resurgent Bitcoin

• Cybercrime
• 21 May 2019

FCA says investment managers are paying too little in regulatory fees

• Regulation
• 21 May 2019

HSBC partnership with CISI to bring financial advice to the masses

• Business Development
• 09 May 2019

UK watchdog fines five directors over £1m for unsuitable pension advice

• Regulation
• 09 May 2019

FSCS ups final levy for 2019/20 by £16m to £532m

• Regulation
• 30 April 2019

Financial fraud spike reveals 'cracks in the structure' of UK regulation

• Regulation
• 30 April 2019

Auditors on collapsed firm London Capital & Finance questioned

• Regulation
• 24 April 2019

UK watchdog warns on 'rise of scams' in wealth management

• Wealth management
• 23 April 2019

Quilter reports 'resilient' first quarter performance

• Wealth management
• 17 April 2019

FCA announces reduction in adviser contributions and sets out 5 priorities

• Regulation
• 17 April 2019

StanChart fined $1.1bn for money-laundering and sanctions violations

• Banking
• 10 April 2019

UK and Australia watchdogs ink pact to strengthen cooperation post-Brexit

• Regulation
• 09 April 2019