FCA

UK investment professional Angela Burns fined £20.000 by the FCA

• Regulation
• 14 December 2018

Regulator to overhaul £1.6trn investment consultant sector

• Pensions
• 12 December 2018

Value of FCA fines down 88% in a year

• Regulation
• 12 December 2018

London trader pleads guilty to £600,000 investment fraud

• Investments
• 11 December 2018

EU decision on KIDs leaves non-UCITS investors 'in the cold'

• Business Development
• 05 December 2018

Five-fold rise in savers checking for scams: FCA

• Retirement
• 04 December 2018

FCA: Brexit implementation period could see UK lumbered with raft of financial services legislation

• Brexit
• 29 November 2018

Regulatory boost for cryptocurrencies required

• Crytocurrencies
• 28 November 2018

Brexit has already cost the FCA £11.6m

• 26 November 2018

FCA rush out new consultation to quell ‘no deal’ Brexit concerns

• 23 November 2018

FCA considers ban on sale of cryptocurrency derivatives

• 21 November 2018

FCA bans rise 28% as conduct crack-down continues

• 12 November 2018

FCA sees complaints rise 10% to 4.13 million

• 30 October 2018

TPR bans pension trustees after suspected pension scam

• Pensions
• 29 October 2018

UK and Hong Kong sign MoU on mutual recognition of funds

• 08 October 2018

Pension transfer advisers unaware of new rules

• Pensions
• 21 September 2018

UK regulator closes investigation into life assurance providers

• Insurance
• 19 September 2018

£2.8m boiler room investment fraudster jailed for 13 years

• Investments
• 14 September 2018

FCA sends UK advisers back to school with reassessment test

• Business Development
• 05 September 2018

Madeira luxury villa fraudsters jailed for £2.8m scam

• 05 September 2018

FCA innovation dept grows 350% to keep up with robo-advice services

• Fintech
• 24 August 2018

FCA gives firms flexibility over cross-border business post-Brexit

• Brexit
• 21 August 2018

Expats in Portugal fear for their savings as forex trading firm collapses

• Foreign Exchange
• 20 August 2018

DeVere UK reports £1.2m loss amid ‘significant’ FCA investigation costs

• Wealth management
• 16 August 2018