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- Upcoming events
  International Investment London Forum 2020
  
  The inaugural International Investment London Forum will look at where the industry is heading, the challenges and opportunities for the industry in the region, and how advisers, brokers and product providers are adapting to political and regulatory changes.The event will take place on Thursday, 30th April at the South Place Hotel, London.
  
  Date: 30 Apr 2020
  
  South Place Hotel, London, London
  
  International Investment Latin America Forum
  
  The Latin American international investment and insurance marketplace is one of the fastest-growing in the world, with the demand for protection of assets amid volatile political and economic backdrops as necessary in 2020 as it ever was. Across the Latin American region, the need for both products and advice is on the rise. The inaugural International Investment Latin America Forum will look at where the industry is heading, the challenges and opportunities for the industry in the region, and how advisers, brokers and product providers are adapting to political and regulatory changes.The event will take place on Tuesday, 6th June , Miami.
  
  Date: 02 Jul 2020
  
  the Ritz-Carlton Coconut Grove, Miami, Miami
  View all events
Middle East Hub

Australian Securities and Investments Commission

Australian watchdog slaps four-year ban on adviser

Australian watchdog slaps four-year ban on adviser

Regulation
21 November 2019

Australia loses 700 advisers in just one quarter

Australia loses 700 advisers in just one quarter

Wealth management
05 November 2019

Australia's watchdog bans Queensland financial adviser

Australia's watchdog bans Queensland financial adviser

Regulation
14 October 2019

ASIC allows naming and shaming of financial firms

ASIC allows naming and shaming of financial firms

Regulation
28 August 2019

ASIC bans Melbourne adviser who used clients' money for personal expenses

ASIC bans Melbourne adviser who used clients' money for personal expenses

Regulation
05 August 2019

Wealth management investigations spike 129% in Australia

Wealth management investigations spike 129% in Australia

Regulation
21 June 2019

ASIC bans former Kaz Capital adviser for 6 years

ASIC bans former Kaz Capital adviser for 6 years

Wealth management
17 May 2019

ASIC slams banks over fees for no service

ASIC slams banks over fees for no service

Regulation
11 March 2019

Banking royal commission sparks 41 investigations into Australia's banks

Banking royal commission sparks 41 investigations into Australia's banks

Banking
19 February 2019

Australia's finance industry faces massive shake-up as report pushes for end to fees

Australia's finance industry faces massive shake-up as report pushes for end to fees

Banking
04 February 2019

Australian regulator bans Hobart financial planner for five years

Australian regulator bans Hobart financial planner for five years

Regulation
24 January 2019

Oz regulator issues report critical of major bank advisers’ advice

Oz regulator issues report critical of major bank advisers’ advice

Banking
24 January 2018

ASIC chair calls for financial services culture change

ASIC chair calls for financial services culture change

Comment
21 June 2016

Singapore and Australia regulators agree fintech deal

Singapore and Australia regulators agree fintech deal

Platforms
16 June 2016