Hoxton Capital Management gains US Securities & Exchange Commission licence

Mark Battersby
clock • 1 min read

Dubai headquartered Hoxton Capital Management has gained a licence from the US Securities and Exchange Commission (SEC), effective as of 30 March 2022.  The international adviser firm already has a presence in the US, having established Hoxton Capital Management USA in 2019 with its main office in Austin, Texas, as a state registered investment advisor. It has further set up a branch as a state registered investment advisor in New Jersey. The firm presently has 13 registered investment advisor representatives and at the start of Q2 2022 its non-discretionary assets under management...

To continue reading this article...

Join International Investment

Join International Investment today

Unlock members-only benefits:

  • Unlimited access to real-time news, industry insights, video features and market intelligence
  • Stay ahead of the curve with spotlights on international financial centres, regional trends international advice and global industry leaders
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Hear the latest cross jurisdictional developments in wealth planning, tax, regulation, investing, retirement and protection
  • Members-only access to the Editor’s weekly news roundup newsletter
  • Members-only access to analysis via our exclusive industry polls
  • Be the first to hear about our events and awards programmes

Join now


Already a International Investment member?