HK regulator bans Standard Chartered manager for life

Mark Battersby
clock • 1 min read

Hong Kong's Securities and Futures Commission (SFC) has banned Lau Tin Yau, a former relationship manager of Standard Chartered Bank (Hong Kong) and former execution dealer of UOB Kay Hian (Hong Kong) Limited (UOB) and UOB Kay Hian Futures (Hong Kong) Limited (UOB Futures), from re-entering the industry for life. This followed Lau's convictions under the Prevention of Bribery Ordinance (POBO) in May 2018 and the SFO in September 2020. In May 2018, the Fanling Magistrates' Court found Lau, who was responsible for soliciting new customers and promoting investment products for SCBHK at t...

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