ASIC permanently bans former Sydney financial adviser

clock • 1 min read

ASIC, the Australian regulator, has permanently banned former Sydney financial adviser Daniel Stuart McSweeny from providing financial services. McSweeny was an authorised representative of Australian Financial Services Group Ltd (currently in liquidation) between 2006 and 2012. He was also a director of FF&I Holdings Ltd (currently in liquidation) during the period it was an authorised representative of Australian Financial Services Group Ltd between May 2007 and May 2013. In December 2018, McSweeny was charged with 20 dishonesty offences and one offence of falsifying books as a comp...

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Author spotlight

Christopher Copper-Ind

Christopher Copper-Ind is editor-in-chief of International Investment. Before this, he was editorial director of The Business Year, from 2014 to 2017.