Quilter to compensate Caerus client over advice to invest in unquoted property shares

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Quilter to compensate Caerus client over advice to invest in unquoted property shares

Quilter has been asked to compensate a client who invested in unlisted shares through a self-invested personal pension (SIPP) on the advice of an appointed representative linked to the firm. Mr I, whose identity will remain confidential due to privacy reasons, switched his personal pension to a SIPP in late 2012 after seeking advice from an appointed representative (AR) from Caerus Financial. Quilter Financial Services bought Caerus in June 2017 and thus dealt with Mr I's complaint to the ...

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