ACA Compliance Group, the governance, risk, and compliance advisory services and technology solutions provider, has appointed Carlo di Florio as its global chief services officer, from his previous role as chief risk & strategy officer at Finra, the Financial Industry Regulatory Authority.
Finra is the regulator for more than 634,000 brokers across the US. At ACA, di Florio will be tasked with "defining and executing the vision for ACA's governance, risk and compliance service offerings."
This includes responsibilities for oversight, management and strategic growth of ACA's global regulatory compliance, cybersecurity and risk, AML and financial crimes, and performance practices.
Before Finra, he was director of the SEC Offfice of Compliance Inspections and Examinations, and before that he was a partner at PwC's Financial Services Risk & Regulatory Practice.
Jeffrey C. Morton, co-founder, partner and chief revenue officer at ACA, said: "Our clients are facing the ever-growing complexity of their compliance responsibilities and they need the right support, guidance, and technology to address those demands. Carlo's tremendous experience and success developing and leading teams and technologies in both the private and public sectors to support financial services firms and to protect investors will be instrumental to ACA and our clients."