Regulation

SCA freezes new licences as UAE advisers face client-centric rulebook deadline

Regulation

SCA freezes new licences as UAE advisers face client-centric rulebook deadline

clock 16 August 2021 • 3 min read
EX-Allianz employee who fled halfway across the world gets fraud sentence

Regulation

EX-Allianz employee who fled halfway across the world gets fraud sentence

clock 13 August 2021 • 5 min read
Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

Regulation

Whistleblowers make 2,754 separate allegations of financial misconduct to FCA

clock 12 August 2021 • 2 min read
Director banned for eight years over unauthorised pension fund

Regulation

Director banned for eight years over unauthorised pension fund

clock 11 August 2021 • 2 min read
Financial adviser faces £1.3m FCA fine over 'incompetent' pension transfers

Regulation

Financial adviser faces £1.3m FCA fine over 'incompetent' pension transfers

clock 09 August 2021 • 1 min read
Fraudsters target Punter Southall in clone scam

Regulation

Fraudsters target Punter Southall in clone scam

clock 06 August 2021 • 2 min read
Ingenious Media win £64m trading losses claim in appeal ruling

Regulation

Ingenious Media win £64m trading losses claim in appeal ruling

clock 05 August 2021 • 1 min read
FCA wins Court of Appeal case against Avacade

Regulation

FCA wins Court of Appeal case against Avacade

clock 04 August 2021 • 2 min read
UBS fined $1.5m by HK regulator for 'lacking due skill and care'

Regulation

UBS fined $1.5m by HK regulator for 'lacking due skill and care'

clock 04 August 2021 • 2 min read
Ponzi scheme fraudster jailed for nine years in £80m SFO case

Regulation

Ponzi scheme fraudster jailed for nine years in £80m SFO case

clock 03 August 2021 • 2 min read
Most read
01

Expats rush for Portugal golden visa deadline as EC prioritises end of Malta revised scheme

22 September 2021 • 3 min read
02

Asian HNW insurance broker launches EU hub with raft of senior hires

21 September 2021 • 4 min read
03

China warning on cusp of Evergrande default deadline amid contagion debate

23 September 2021 • 5 min read
04

Fake letter impersonates UAE regulator in Slovak Republic funds transfer scam

20 September 2021 • 2 min read
05

UAE regulator approves crypto trading in free zone

23 September 2021 • 2 min read
06

Father and son failed SIPP advisers banned after paying themselves £1.3m

22 September 2021 • 2 min read