Regulation

Hong Kong regulator to axe 'execution-only' business

• Regulation
• 15 May 2019

Abraaj founder given extra time to raise £15 million bail

• Regulation
• 13 May 2019

Australian regulator takes action over illegal dual licensees

• Regulation
• 13 May 2019

UK watchdog fines five directors over £1m for unsuitable pension advice

• Regulation
• 09 May 2019

Abraaj founder still in jail after failure to pay £15m bond

• Regulation
• 08 May 2019

Former AMP adviser pleads guilty to stealing client funds

• Regulation
• 08 May 2019

Guernsey regulator fines Vida Financial Services and bans director

• Regulation
• 03 May 2019

Jersey's regulator gets top ratings under new standards

• Regulation
• 02 May 2019

China further opens up $44trn financial market

• Banking
• 02 May 2019

CFATF anti-money laundering requirements to cost Cayman millions

• Taxation
• 02 May 2019

MAS and Bank of Canada complete blockchain cross-border payment test

• Fintech
• 02 May 2019

FCA post-RDR financial advice review begins

• Regulation
• 01 May 2019

Former Abraaj executive granted $10m bail bond in New York

• Regulation
• 30 April 2019

FSCS ups final levy for 2019/20 by £16m to £532m

• Regulation
• 30 April 2019

Financial fraud spike reveals 'cracks in the structure' of UK regulation

• Regulation
• 30 April 2019

Jersey regulator proposes fee changes for registry services

• Regulation
• 29 April 2019

Australian regulator bans two CEOs from providing financial services for six years

• Regulation
• 29 April 2019

Standard Chartered reportedly facing $1.5bn civil suit over Iran sanctions

• Banking
• 29 April 2019

Red tape delayed extradition of Jersey fraudster for two years

• Regulation
• 26 April 2019

BVI investment funds not subject to economic substance rules

• Funds
• 26 April 2019

Cayman's new anti-money laundering regulations come into effect May 1

• Regulation
• 25 April 2019

US pushes for Goldman Sachs guilty plea in 1MDB scandal

• Regulation
• 25 April 2019

Auditors on collapsed firm London Capital & Finance questioned

• Regulation
• 24 April 2019

Up to two-thirds of GCC expats 'unaware they are in breach of pensions tax regulations'

• Pensions
• 24 April 2019