Regulation

UAE Insurance Authority releases new rules on life cover

• Regulation
• 18 November 2019

UBS fined again for overcharging wealthy clients

• Banking
• 15 November 2019

FCA warns advisers it may charge for paper invoices

• Regulation
• 13 November 2019

Cayman provides money laundering case studies

• Regulation
• 11 November 2019

UBS fined $51m by Hong Kong regulator for overcharging wealth clients

• Banking
• 11 November 2019

EU states push for money laundering supervisor after scandals

• Regulation
• 11 November 2019

Australian watchdog cancels AFS licence of Southern Mortgages

• Mortgages
• 08 November 2019

Switzerland overhauls trust sector with new rules

• Trusts
• 08 November 2019

South Africa's regulator clears Belvedere boss of any wrongdoing

• Regulation
• 07 November 2019

EU weighs new supervisor in fight on money laundering

• Regulation
• 31 October 2019

British Columbia issues new company ownership rules to tackle money laundering

• Public registers
• 30 October 2019

Former Pimco chief guilty in university admissions scandal

• Regulation
• 30 October 2019

BNP Paribas hit with $15M fine for AML failures in US

• Banking
• 29 October 2019

Australian watchdog slaps permanent ban on Brisbane adviser

• Regulation
• 29 October 2019

Redress to be paid after advice to invest in unregulated Brazilian property scheme

• Regulation
• 24 October 2019

Australian regulator suspends AFS licence of KP International Group

• Regulation
• 24 October 2019

Malaysia seeking up to $3bn 1MDB payment from Goldman Sachs

• Banking
• 23 October 2019

FATF keeps Panama and Bahamas on the grey list and adds Iceland

• Taxation
• 22 October 2019

Two robo-advice tools shut down following ASIC concerns

• Regulation
• 21 October 2019

UAE regulator outlines landmark commissions cap

• Regulation
• 17 October 2019

China to scrap foreign ownership limits for fund companies from April

• Funds
• 15 October 2019

Australia's grandfathered commissions ban gets Senate green light

• Regulation
• 15 October 2019

FCA slaps Tullett Prebon with £15.4m fine

• Regulation
• 14 October 2019

FCA promises 'pragmatic' view on Brexit day as UK remains a long way from deal

• Brexit
• 14 October 2019