Regulation

Jersey regulator forced to reconsider after revoking firm's registration

• Regulation
• 06 June 2019

Special report on the Caribbean: Financial services in the sun

• Regulation
• 05 June 2019

Australia's watchdog bans former Westpac adviser over misconduct

• Regulation
• 05 June 2019

FCA cracks down on peer-to-peer home finance platforms

• Regulation
• 04 June 2019

Jersey recovers $267m from corrupt former Nigerian president

• Regulation
• 04 June 2019

EBA raises 'serious concerns' over Malta's financial regulator

• Regulation
• 03 June 2019

Australia's watchdog bans Gold Coast adviser for five years

• Regulation
• 03 June 2019

Abraaj founder Naqvi released from UK prison after paying record bail

• Regulation
• 30 May 2019

Jailed £14.5m Ponzi scammer banned from financial services for life

• Regulation
• 30 May 2019

Private capital finding a home in Guernsey's private equity industry

• Regulation
• 29 May 2019

Mini bonds in firing line as HM Treasury updates LC&F investigation

• Regulation
• 23 May 2019

Singapore sets up industry group to improve banking conduct standards

• Banking
• 22 May 2019

FCA's enforcement order against Xcore Capital is upheld by High Court

• Regulation
• 22 May 2019

Bahamas legislates to establish cryptocurrency regulatory framework

• Cryptocurrencies
• 21 May 2019

Crypto warnings after $40m Binance hack rocks resurgent Bitcoin

• Cybercrime
• 21 May 2019

FCA says investment managers are paying too little in regulatory fees

• Regulation
• 21 May 2019

Australia's ASIC looks to improve complaints handling

• Regulation
• 20 May 2019

US adviser banned after $1m client funds fraud allegations

• Regulation
• 20 May 2019

UAE gov't proposes end-of-service employee fund for expats

• Regulation
• 20 May 2019

Bermuda, Aruba & Barbados are removed from EU tax haven blacklist

• Regulation
• 17 May 2019

FCA under fire for whistleblower neglect - reports

• Regulation
• 17 May 2019

UK pensions action group urges FCA to ban contingent charging

• Regulation
• 16 May 2019

US Senate urged to approve double tax treaties

• Taxation
• 16 May 2019

Parliamentary report says France should consider withdrawing from FATCA

• Regulation
• 15 May 2019