Regulation

UK markets watchdog fines UBS £28m for misreporting transactions

• Regulation
• 20 March 2019

FEIFA reports membership growth of 10% since start of 2019

• Regulation
• 19 March 2019

Australian watchdog to gain more powers under new proposal

• Regulation
• 19 March 2019

Cayman further amends money laundering rules

• Regulation
• 19 March 2019

BVI anticipates financial sector boom under new rules

• Business Development
• 18 March 2019

Adviser given 10-year prison sentence by Australian court

• Regulation
• 15 March 2019

Hong Kong's SFC fines UBS and suspends its licence for 12 months

• Regulation
• 14 March 2019

UK watchdog proposes ban on platform exit fees

• Platforms
• 14 March 2019

Campaigning MPs claim 'UK has legal powers to force public register'

• Regulation
• 11 March 2019

FCA confirms increase in compensation levels from Financial Ombudsman Service

• Regulation
• 11 March 2019

UAE legal overhaul could trigger adviser exodus

• Business Development
• 11 March 2019

ASIC slams banks over fees for no service

• Regulation
• 11 March 2019

EU states block plan to add Saudi Arabia to money laundering blacklist

• Regulation
• 07 March 2019

Hong Kong's watchdog toughens stance against errant banks

• Regulation
• 06 March 2019

Comment: How technology is hampering MiFID II compliance

• Comment
• 06 March 2019

Exclusive interview: New Jersey Finance CEO on the challenges ahead

• Interviews
• 05 March 2019

EU's 'shifting tax compliance requirements' sparks discontent in the Caribbean

• Regulation
• 05 March 2019

Ministers postpone Crown Dependencies bill fearing gov't defeat

• Regulation
• 05 March 2019

Abraaj collapse pushes Dubai regulator to strengthen oversight

• Regulation
• 04 March 2019

Whistleblowing complaints up 24% in UK

• Regulation
• 04 March 2019

EU set to remove Saudi Arabia from blacklist

• Regulation
• 01 March 2019

EU tightens post-Brexit financial services rules

• Brexit
• 28 February 2019

Panama rejects inclusion in EU dirty-money blacklist

• Emerging Markets
• 27 February 2019

Hong Kong Monetary Authority chief announces retirement

• People Moves
• 25 February 2019