Regulation

Singapore regulator fines Bank J Safra Sarasin S$1m

• Regulation
• 16 April 2021

UK regulator bans financial adviser for dishonesty

• Regulation
• 15 April 2021

Quilter urges Government crackdown on investment scams in Online Safety Bill

• Regulation
• 15 April 2021

Collapse of Jersey-based Football Index faces new UK probe

• Regulation
• 13 April 2021

US regulator targets 'opaque' money laundering in beneficial ownership notice

• Regulation
• 07 April 2021

UAE central bank issues best practice rules for financial products

• Regulation
• 06 April 2021

Financial ombudsman service 'unfit for purpose' says think tank

• Regulation
• 31 March 2021

Dubai regulator sets deadline for cryptocurrency feedback

• Regulation
• 29 March 2021

Investment fraud reports 32% leap as criminals exploit covid-19

• Cybercrime
• 26 March 2021

Hargreaves Lansdown faces legal action over Woodford fund

• Regulation
• 22 March 2021

Fed maintains dovish stance despite upgrading 2021 US growth to 6.5%

• Regulation
• 18 March 2021

Fed decision will prompt investors to build portfolios: deVere

• Regulation
• 18 March 2021

FCA imposes restrictions on Dolfin Financial

• Regulation
• 15 March 2021

Franklin Templeton says new EU SFDR is 'important step' for transparency

• Regulation
• 10 March 2021

Jersey refuses to be 'back door' for Woodford comeback plan

• Regulation
• 08 March 2021

Woodford founders voiced concerns to FCA in 2015: reports

• Regulation
• 01 March 2021

FCA hands £3.4m back to unauthorised investment scheme victims

• Regulation
• 24 February 2021

EU removes Barbados from blacklist of 'non-cooperative' jurisdictions

• Regulation
• 23 February 2021

Jersey regulator fines three firms for breaching money laundering rules

• Regulation
• 17 February 2021

FCA partners with Jersey regulator to probe new Woodford venture

• Regulation
• 17 February 2021

CISI launches anti-money laundering partnership with Qatari regulator

• Regulation
• 16 February 2021

ASIC permanently bans former Sydney financial adviser

• Regulation
• 12 February 2021

UAE's new trusts law designed to 'support wealth management sector'

• Wealth management
• 11 February 2021

FCA begins High Court action over DB transfer advice failings

• Regulation
• 10 February 2021