Regulation

Industry warns worse is to come as UK nears double-dip recession

• Regulation
• 15 January 2021

FCA warns pandemic puts 4,000 financial firms at risk of failing

• Regulation
• 07 January 2021

FCA slaps Charles Schwab UK with £9m fine over compliance failures

• Regulation
• 21 December 2020

FATF removes Bahamas from 'increased monitoring' list

• Regulation
• 21 December 2020

FCA orders Blue Gate Capital to pay Connaught investors £200k

• Regulation
• 18 December 2020

Feature: How Labuan IBFC stayed on track throughout the pandemic

• Regulation
• 18 December 2020

FCA vows to change after damning LCF and Connaught reports

• Regulation
• 18 December 2020

FCA fines and prohibits hedge fund CIO £100k

• Regulation
• 15 December 2020

Read our special report on Labuan IBFC, gateway to Asia

• Regulation
• 14 December 2020

Labuan IBFC approves record number of fintech licences in 2020

• Regulation
• 11 December 2020

FCA fines advisory firm £107k for 'unsuitable pension advice'

• Regulation
• 10 December 2020

FCA confirms speculative mini-bond mass-marketing ban

• Regulation
• 10 December 2020

US orders Swiss banks to disclose non-compliant FATCA accounts

• Regulation
• 08 December 2020

FCA warns of 'significant' advice price clustering

• Investments
• 04 December 2020

Head of Malta's regulator resigns following expenses scandal

• Regulation
• 26 November 2020

Biden given green light to begin transition as Dow breaks 30,000 for first time

• Regulation
• 24 November 2020

UAE to allow 100% foreign ownership of businesses

• Regulation
• 23 November 2020

Trump bans US investors from buying 'Chinese military companies'

• Regulation
• 13 November 2020

FSCS declares more than 20 advice firms in default between May and October

• Regulation
• 10 November 2020

Former Macquarie adviser faces A$1m in fines

• Regulation
• 06 November 2020

FCA bans disgraced 'celebrity adviser' after sexual assault conviction

• Regulation
• 05 November 2020

FCA chief: No immediate plans to reduce FSCS levy for advisers

• Regulation
• 05 November 2020

Financial services providers operating outside the BVI granted extension

• Regulation
• 04 November 2020

Malta hits Lombard Bank with €340,000 fine over anti-money laundering shortcomings

• Regulation
• 04 November 2020