Regulation

FCA tightens appointed representative rules to cut mis-selling risk

Regulation

FCA tightens appointed representative rules to cut mis-selling risk

Greater onus on principals

clock 03 August 2022 • 2 min read
MiFID II goes live but asset managers are still confused

Regulation

MiFID II goes live but asset managers are still confused

clock 02 August 2022 • 3 min read
Hong Kong regulator fines TC Capital International $3m over diligence failures 

Regulation

Hong Kong regulator fines TC Capital International $3m over diligence failures 

clock 02 August 2022 • 3 min read
UK SIPP provider enters administration at FCA's request

Regulation

UK SIPP provider enters administration at FCA's request

clock 01 August 2022 • 3 min read
UK regulator cracks down on high-risk investment adverts

Regulation

UK regulator cracks down on high-risk investment adverts

clock 01 August 2022 • 3 min read
UK Government launches sovereign immunity consultation 

Regulation

UK Government launches sovereign immunity consultation 

clock 29 July 2022 • 2 min read
UAE sanctions six banks over tax evasion and fines exchange house $1.4m

Banking

UAE sanctions six banks over tax evasion and fines exchange house $1.4m

clock 28 July 2022 • 2 min read
'Watershed moment for financial services': FCA unveils final Consumer Duty rules

Regulation

'Watershed moment for financial services': FCA unveils final Consumer Duty rules

clock 27 July 2022 • 5 min read
Guernsey consults on new law to regulate VASPs

Regulation

Guernsey consults on new law to regulate VASPs

clock 22 July 2022 • 1 min read
Jersey FSC Annual Report highlights AML/CFT as "permanent priority"

Regulation

Jersey FSC Annual Report highlights AML/CFT as "permanent priority"

clock 21 July 2022 • 1 min read
Most read
01

Emirati ringleader jailed for 9 years over £104m smuggled cash from UK to Dubai 

01 August 2022 • 5 min read
02

Two top Irish judges resign from DIFC Courts amid row over UAE human rights record 

03 August 2022 • 2 min read
03

Gibraltar could join European Union's borderless Schengen area by year end

03 August 2022 • 1 min read
04

Phoenix Group acquires Sun Life UK for £248m 

04 August 2022 • 2 min read
05

UK Government's capital gains tax haul leaps 'staggering' 43% in a year

04 August 2022 • 6 min read
06

Credit Suisse mulls aggressive plan to cut thousands of jobs worldwide - reports

05 August 2022 • 1 min read