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Tom Ellis

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Articles by Tom Ellis

CISI appoints innovation boss of solicitor regulator as chief executive

People Moves

CISI appoints innovation boss of solicitor regulator as chief executive

clock 14 June 2022 • 1 min read
FCA introduces emergency powers against British Steel advice firms

Regulation

FCA introduces emergency powers against British Steel advice firms

clock 25 April 2022 • 2 min read
FCA outlines three-year plan to improve outcomes; targets FSCS levies

Regulation

FCA outlines three-year plan to improve outcomes; targets FSCS levies

clock 07 April 2022 • 2 min read
Firm of child grooming adviser has permissions removed

Regulation

Firm of child grooming adviser has permissions removed

clock 04 April 2022 • 2 min read
FCA prevents British Steel adviser firm from paying dividends

Regulation

FCA prevents British Steel adviser firm from paying dividends

clock 15 February 2022 • 2 min read
Royal London confirms takeover talks with LV= as chair Cook to step down

Business Development

Royal London confirms takeover talks with LV= as chair Cook to step down

clock 07 February 2022 • 3 min read
Tavistock buys 21% stake in advice firm LEBC Group

Business Development

Tavistock buys 21% stake in advice firm LEBC Group

clock 10 January 2022 • 1 min read
Nucleus and James Hay PE owner looking to sell stake - reports

Business Development

Nucleus and James Hay PE owner looking to sell stake - reports

clock 07 January 2022 • 2 min read
FCA set to prepare advice redress scheme for British Steel transfers

Regulation

FCA set to prepare advice redress scheme for British Steel transfers

clock 22 December 2021 • 1 min read
LV= interview: Behind a public private equity takeover

M&As

LV= interview: Behind a public private equity takeover

clock 01 December 2021 • 8 min read
Most read
01

Holborn Assets rolls out practice buyout scheme aimed at advisers with mid to large client books

28 June 2022 • 2 min read
02

Jersey regulator fines IQ EQ £800,00 over regulatory breaches

04 July 2022 • 3 min read
03

Portugal-passported UK IFA investigated over pension transfers to SFO probed fund

30 June 2022 • 1 min read
04

Dubai FSA bans adviser to 'protect integrity' of Islamic Finance

30 June 2022 • 2 min read
05

Switzerland's top criminal court fines Credit Suisse €20m in landmark AML case

28 June 2022 • 1 min read
06

UK offshore bond sales market surges towards £7bn, Ireland takes 50% share says AKG 

29 June 2022 • 3 min read